The nonpartisan Urban Institute publishes studies, reports, and books on timely topics worthy of public consideration. The views expressed are those of the authors, and should not be attributed to The Urban Institute, its trustees, or its funders.
Copyright © April 1999. The Urban Institute. All rights reserved. Except for short quotes, no part of this book may be reproduced in any form or utilized in any form by any means, electronic or mechanical, including photocopying, recording, or by information storage or retrieval system, without written permission from The Urban Institute.
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Assessing the New Federalism
Assessing the New Federalism is a multi-year Urban Institute project
designed to analyze the devolution of responsibility for social programs from
the federal government to the states, focusing primarily on health care, income
security, employment and training programs, and social services. Researchers
monitor program changes and fiscal developments. In collaboration with Child
Trends, Inc., the project studies changes in family well-being. The project
aims to provide timely, nonpartisan information to inform public debate and
to help state and local decisionmakers carry out their new responsibilities
more effectively.
Key components of the project include a household survey, studies of policies
in 13 states, and a database with information on all states and the District
of Columbia, available at the Urban Institute's Web site. This paper is one
in a series of occasional papers analyzing information from these and other
sources.
This report is part of the Urban Institute's Assessing the New Federalism
project, a multi-year effort to monitor and assess the devolution of social
programs from the federal to the state and local levels. Alan Weil is the project
director. The project analyzes changes in income support, social services, and
health programs and their effects. In collaboration with Child Trends, the project
studies child and family well-being.
The project has received funding from The Annie E. Casey Foundation, the W.K.
Kellogg Foundation, The Robert Wood Johnson Foundation, The Henry J. Kaiser
Family Foundation, The Ford Foundation, The John D. and Catherine T. MacArthur
Foundation, the Charles Stewart Mott Foundation, The David and Lucile Packard
Foundation, The Commonwealth Fund, the Stuart Foundation, the Weingart Foundation,
The McKnight Foundation, The Fund for New Jersey, and The Rockefeller Foundation.
Additional funding is provided by the Joyce Foundation and The Lynde and Harry
Bradley Foundation through a subcontract with the University of Wisconsin at
Madison.
The nonpartisan Urban Institute publishes studies, reports, and books on timely
topics worthy of public consideration. The views expressed are those of the
authors and should not be attributed to the Urban Institute, its trustees, or
its funders.
The authors would like to thank the many state and local officials who participated
in the interviews that provided the content for this report. We also thank Pamela
Holcomb, Karen Tumlin, Alan Weil, Michael Wiseman, Sheila Zedlewski, and Wendy
Zimmerman for their valuable contributions and comments on earlier drafts.
Contents
Executive Summary
Introduction
General Assistance Program Availability,
Requirements, Administration, and Funding Resources
States with State GA Programs
States without State GA Programs
General Assistance Eligibility Criteria and Program Requirements
Categorical Eligibility Requirements
Financial Eligibility Requirements
Residency Requirements
Citizenship Requirements
Drug Screening Requirements
Work Requirements
General Assistance Program Benefits and Duration
Form of Benefits
Benefit Maximums
Duration of Assistance
Medical Assistance
General Assistance Program Caseloads and Expenditures
Statewide Program Data
County Program Data
Major Changes To General Assistance Programs Since 1996
Benefit Level Changes
PRWORA's Impact on GA Eligibility
Other Eligibility Changes
Other Miscellaneous Changes
References
About the Authors
Notes
Figures and Tables
Figure 1: State General Assistance Programs, Summer 1998
Table 1: Summary of General Assistance Programs by State, Summer 1998
Table 2: General Assistance Program Requirements, Administration,
and Funding
Table 3: General Assistance Categories of Eligibility
Table 4: General Assistance Financial Eligibility Criteria
Table 5: Other General Assistance Eligibility Criteria
Table 6: General Assistance Work Requirements
Table 7: General Assistance Monthly Benefits and Duration of Assistance
Table 8: General Assistance Medical Assistance Programs
Table 9: General Assistance Program Caseloads and Expenditures,
State General Assistance Programs, Statewide Data
Table 10: General Assistance Program Caseloads and Expenditures,
State General Assistance Programs, County Data
Table 11: General Assistance Program Caseloads and Expenditures,
County General Assistance Programs
Table 12: Major Changes to General Assistance Programs Since
1996
Executive Summary
General Assistance (GA) programs are cash and in-kind assistance programs financed
and administered entirely by the state, county, or locality in which they operate.
They are designed to meet the short-term or ongoing needs of low-income persons
ineligible for (or awaiting approval for) federally funded cash assistance such
as Temporary Assistance for Needy Families (TANF) or Supplemental Security Income
(SSI).
This report, based on a survey of the 50 states and the District of Columbia,
provides an overview of states' GA programs as of the summer of 1998. Tables
throughout the report describe policy choices made by states and counties in
providing assistance for those ineligible for federal assistance. In addition,
this report provides caseload and expenditure data where available and addresses
major changes in GA programs since the last survey of GA programs, which coincided
with the passage of federal welfare reform in the summer of 1996. Major dimensions
of the program are summarized by state in Table 1. Key findings
are as follows.
Thirty-five states, including the District of Columbia, have state
General Assistance programs.1
Thirty-five states, including the District of Columbia, have state GA programs;
that is, they have GA programs in which the state government has at least some
involvement. Twenty-four of the 35 states with GA programs have statewide General
Assistance programs with uniform eligibility rules. In most of these states,
the benefit schedule is also uniform, although some states adjust their benefit
schedules to reflect the cost of living in various regions of the state. Nine
of the 35 states with GA programs do not have uniform state GA programs, but
require all counties to provide General Assistance. As a result, eligibility
rules and benefit schedules may vary substantially from county to county in
these states. The two remaining states (Wisconsin and Virginia) with GA programs
do not provide statewide assistance, but do provide supervision and funding
for counties that choose to have a program.
States without state government involvement in the provision of General Assistance
are unlikely to have counties with General Assistance programs.
Of the 16 states without state General Assistance programs, only 6 have at
least one county that has chosen to provide General Assistance without state
involvement.2 These county programs provide lower average benefits
than state GA programs and are more likely than state programs to limit the
duration of assistance and to provide in-kind assistance rather than cash. In
addition, county GA programs are less likely than state programs to provide
medical benefits to GA recipients. In the remaining 10 states, we were unable
to identify either a state GA program or a local GA program.3 These
states are almost all southern states, with most located in the Southeast.
Able-bodied adults without children (the population most often associated with
General Assistance) are, in fact, the least likely to be eligible for such assistance.
Although the two most populous states, California and New York, provide General
Assistance to able-bodied adults without children, few others do the same. Only
13 states provide GA to this population, down from 15 states in 1996. In addition,
many states that provide assistance to able-bodied adults without children limit
the duration of assistance to this group and/or provide in-kind assistance rather
than cash.
General Assistance programs are more likely to serve disabled, elderly, and
otherwise unemployable individuals, and children or families with children.
Thirty-four states provide General Assistance to disabled, elderly, or otherwise
unemployable individuals not eligible for (or awaiting approval for) SSI. Twenty-four
states provide assistance to children or families with children not eligible
for TANF, such as children living with an unrelated adult.
Most states limit eligibility for General Assistance to the severely poor.
Although income eligibility limits vary considerably across states, a majority
of state GA programs limit assistance to only the "severely poor," that is,
those with income less than one-half the poverty level ($335 per month for an
individual, $569 for a family of three). Among the 35 state GA programs, income
eligibility limits range from $0 per month in New Hampshire to $1,674 per month
for a couple in Hawaii, although most states set income eligibility limits between
$100 and $400 per month for an individual and between $300 and $600 for a family
of three. Most states set resource limits between $1,000 and $2,000, regardless
of family size. However, states generally disregard some earned income and certain
resources, such as a home and a car, in determining eligibility.
Nearly all states that provide assistance to able-bodied adults require recipients
to work in order to maintain benefits.
Eighteen states extend GA eligibility to able-bodied adults without children
or able-bodied adults with children. Fifteen require participation in work or
training programs. Although 10 of these states provide some opportunities for
job training, counseling, or education, the emphasis in most states is on finding
private sector employment or "working off" the benefit amount through public
sector employment. Recipients who fail to comply with the work requirements
are sanctioned in most states, usually losing their entire benefit for a specific
period of time ranging from seven days in one state to one year in another state.
General Assistance benefits are low and falling.
The maximum monthly benefits available to General Assistance recipients are
generally set far below the federal poverty level. Among the 27 state GA programs
that provide cash benefits to individuals (8 states provide in-kind assistance
or a combination of cash and in-kind assistance), the average monthly benefit
maximum for an individual is only 37 percent of the federal poverty level ($249).
GA benefits are also lower than benefits in comparable federal assistance programs.
On average, GA monthly cash benefit maximums for disabled individuals are less
than 50 percent of state SSI monthly cash benefit maximums, and GA monthly cash
benefit maximums for families are less than 90 percent of state TANF monthly
cash benefit maximums. Moreover, few states have adjusted their benefit maximums
since 1996, with the result that benefits in most states have decreased in real
terms over the past two years. Only 7 states increased benefit maximums, and
2 states reduced benefit maximums.
Most states that provide General Assistance also provide medical assistance
for GA recipients, although medical benefits are usually less extensive than
Medicaid.
In 5 of the 35 state GA programs, all GA recipients are eligible for medical
assistance under that state's Medicaid program or Medicaid waiver program. Of
the remaining 30 state programs, 26 provide medical assistance to some or all
GA recipients, either through a formal state or county GA medical program, or
by providing benefits to cover certain medical expenses. The medical benefits
of such programs vary widely in the types of services covered, but most provide
more limited benefits than Medicaid.
General Assistance caseloads are small compared with the caseloads of the major
federal assistance programs.
Most of the states with General Assistance programs provide GA benefits to
less than 15 percent of the number of persons served by TANF assistance in their
state. In New York, which has the most extensive GA program, about 8 percent
of those living in poverty receive General Assistance--approximately 232,000
recipients per month. This is less than one-quarter of the number of TANF recipients
in New York and about one-third of the number of SSI recipients in New York.
Many states made changes to their GA programs within the past two years, many
of which continued the trend of tightening nonfinancial eligibility requirements.
Connecticut eliminated eligibility for a category of employable persons without
children, although it did create an additional category for persons with an
impairment that interrupts employment. The District of Columbia eliminated its
General Public Assistance program for persons awaiting SSI. Two states, Hawaii
and Connecticut, lengthened the time a person must be disabled in order to qualify
for General Assistance as temporarily disabled. Four of the 35 state GA programs
established or increased time limits, raising the total number of states with
time limits to 10, and 3 states increased or established durational residency
requirements, raising the total number of states with durational residency requirements
to 7. Two states (Hawaii and Michigan), however, removed time limits for persons
with a disability.
Changes to immigrant eligibility for federal assistance programs as a result
of PRWORA have had a significant impact on General Assistance policies.
Following the federal lead, 19 of the 35 state GA programs tightened restrictions
on assistance to immigrants. However, some states, such as New York and Washington,
have explicitly enabled immigrants no longer eligible for federal benefits as
a result of the Personal Responsibility and Work Opportunity Reconciliation
Act (PRWORA) to qualify for GA.
Changes to family assistance as a result of PRWORA enabled states to shift
some of the burden of providing assistance to the federal government.
Nine states transferred the responsibility for providing assistance to pregnant
women in their first two trimesters and/or two-parent families with little or
no work history from their GA program to their TANF program since the enactment
of PRWORA. Both of these groups were ineligible for federal assistance under
the prior law.
Administrative structures of General Assistance programs remained stable between
1996 and 1998.
Despite speculation since the passage of PRWORA that states would engage in
"second-order devolution," that is, devolution of administrative and policy
control of safety net programs from states to counties, we found no evidence
that states are devolving more authority to their counties in the area of General
Assistance. One state, in fact, made changes in the opposite direction. Connecticut,
the only state to make a major change in the administration of its GA program,
is now moving from a county-administered system to a state-administered system.
Introduction
Ever since the inception of the federal safety net for low-income individuals
and families, some populations have remained outside the scope of the major
federal cash assistance programs. Currently, the two major federal cash assistance
programs are Temporary Assistance for Needy Families (TANF--formerly the Aid
to Families with Dependent Children program), which serves needy children and
their families, and Supplemental Security Income (SSI), which serves the low-income
elderly and the severely disabled. State programs that provide benefits to populations
not covered by TANF or SSI, such as able-bodied individuals without children,
are collectively known as General Assistance (GA) programs.
Despite the importance of General Assistance as the only source of cash assistance
for some low-income populations, GA often fails to receive the attention received
by the larger assistance programs. However, the rise in state variation in the
provision of cash assistance as a result of recent changes to the federal safety
net has increasingly focused attention on safety net programs at the state level.
As researchers assess the generosity and effectiveness of new and more complex
state safety nets, state level information on General Assistance policies will
be a vital component in understanding the overall welfare systems in the various
states.
This report provides an overview of states' General Assistance programs as
of the summer of 1998. Tables throughout the report describe the availability
of GA, eligibility rules, and benefit amounts in order to document the policy
choices made by states and counties in providing assistance for those ineligible
for federal assistance. This information reveals the considerable variety of
state programs and policies and provides a basis for comparing the relative
generosity of states in providing benefits to populations not covered by SSI
and TANF, especially able-bodied adults without children and individuals awaiting
SSI determination.4 In addition, this report provides caseload and
expenditure data to gauge the extent of support these assistance programs provide.
Finally, this report addresses major changes in General Assistance programs
since the last survey of GA programs, which coincided with passage of the Personal
Responsibility and Work Opportunity Reconciliation Act (PRWORA) in the summer
of 1996 (Uccello, McCallum, and Gallagher 1996). Although PRWORA did not address
GA, eligibility changes to federal safety net programs as a result of PRWORA
necessarily affect GA programs, because GA eligibility is often conditioned
upon not being eligible for federal cash assistance. Where evident, this report
notes the relationship between provisions of PRWORA and the recent changes in
GA programs.
There is no uniform definition of General Assistance, a rubric that covers
a wide range of state programs. In this paper, a General Assistance program
is defined as a cash or in-kind assistance program that is financed and administered
entirely by the state, county, or locality in which it operates and is designed
to meet the short-term or ongoing needs of low-income persons ineligible for
(or awaiting approval for) federally funded cash assistance. The population
eligible for general assistance varies considerably by state, but usually consists
of those individuals ineligible or not yet qualified for SSI (e.g., an able-bodied
individual or an individual with a disability not severe enough to qualify for
SSI) and/or families and children categorically ineligible for TANF (e.g., a
child living with an unrelated caretaker). A few states, however, provide General
Assistance to all persons categorically ineligible for SSI or TANF.
To distinguish General Assistance programs from emergency assistance programs,
only those programs that allow assistance to be provided for at least two consecutive
months are included in this definition. Our definition of General Assistance
programs also includes "interim assistance," that is, financial assistance for
persons waiting to become eligible for SSI or Social Security Disability Insurance
(SSDI). While interim assistance is sometimes administered separately from other
forms of General Assistance, most states provide assistance to persons awaiting
SSI or SSDI determination as a part of a larger General Assistance program.
Our definition of General Assistance programs does not include state programs
generally referred to as state-segregated or state-separate TANF programs (i.e.,
state programs that expend funds that count toward TANF state Maintenance of
Effort [MOE] requirements), despite the fact that such programs are entirely
state funded. While some states provide General Assistance benefits that count
toward the TANF MOE requirements, programs in which 100 percent of funds count
toward the MOE are not included in this report. In addition, optional SSI state
supplement programs and state food stamp replacement programs--both state-funded
programs--are generally not considered General Assistance programs and are not
included in this report.
The information for this report was obtained through a variety of sources,
including state websites, state regulations, and caseworker manuals. However,
the primary source was a telephone survey conducted during the months of June,
July, and August 1998. State and county officials from all 50 states and the
District of Columbia were interviewed to verify existing information, fill in
missing information, and provide information on recent changes to their General
Assistance programs. To ensure the accuracy of the information, survey results
were sent to states and counties for verification.
For those states with state General Assistance programs that vary by county
and those states with only county General Assistance programs, we obtained information
from state officials about rules that did not vary and then collected information
on rules in the region or county with the largest population, either from the
state or county office. If the largest county did not have a General Assistance
program, but a smaller county did have a program, then the program information
from the smaller county was included in the report. These counties served as
the focal counties and are noted as such throughout the tables. While rules
from one county are often used to represent the state for throughout the report,
readers should be cautioned when generalizing information from the focal county
to the entire state. In many of the states in which a focal county is used,
the degree to which programs vary across the state is unknown.
The last comprehensive survey of General Assistance programs was conducted
in the summer of 1996 by the Urban Institute.5 This report follows
the same methodology, although the format is slightly different. Most important,
the tables in this report separate information obtained on state GA programs
from information obtained on county GA programs. In addition, counts of state
GA program features that appear in the text, such as the number of states with
work requirements, are tallied separately for states with state GA programs
and county programs. This differs from the 1996 survey, which included information
on county GA programs along with state GA program information in the tables
and the counts in that appear in the text.
Information on General Assistance programs by state, not separated into cross-state
tables as in this report, is available in the Supplement
to State General Assistance Programs, 1998: State Summaries on the web
at: http://www.urban.org/.
General Assistance Program Availability,
Requirements, Administration, and Funding Sources
No national law requires state governments to provide General
Assistance or to establish uniform rules across the state if GA is provided.
Consequently, the provision of General Assistance varies considerably across
the states and often within states. This chapter provides an overview of the
availability of General Assistance and the extent to which General Assistance
rules vary within each state. Also discussed is the involvement of the state
and local governments in creating, regulating, administering, and funding these
programs. Table 2 provides detailed cross-state comparisons
of this information.
States with State GA Programs
As illustrated in figure 1, 35 states (including
the District of Columbia) have state GA programs. This includes states in which
the state government has at least some involvement in General Assistance, through
either the creation of a uniform statewide General Assistance program, requiring
lower governmental units to provide General Assistance, or the supervision and
funding of optional county GA programs.
Twenty-four of the 35 states with state GA programs have statewide
General Assistance programs with uniform eligibility rules. In most of these
states, the benefit schedule is also uniform, although some have benefit schedules
that vary by the cost of living in different areas of the state. These 24 states
are more likely than states without uniform eligibility rules to have a GA program
that is administered in local field offices by the state government and are
also more likely to fund their programs with state dollars. In 18 of these states,
the GA program is administered by the state, while in the remaining 6 states,
the GA program is administered by counties or localities. In 20 of the states,
the GA program is funded with state dollars; in the remaining 4 states, the
state shares funding with a lower level of government.
Nine of the 35 states with state GA programs require all counties
or municipalities to provide General Assistance to low-income residents, but
do not have uniform state GA programs.6 In these states, eligibility
rules, benefit schedules, administration, and funding are left mainly to the
counties or municipalities required to provide the assistance. However, the
requirements placed on these county or local programs vary by state, and state
governments have considerable involvement in some states. While the GA programs
in all nine of these states are administered by the counties or municipalities,
the programs in two states (Illinois and Maine) receive some state funding.
In addition, some of these states, such as California and New Hampshire, require
the counties or municipalities to follow broad state guidelines or meet basic
requirements in designing their General Assistance programs.
The 2 remaining states of the 35 with state GA programs do not
provide assistance statewide, but do provide supervision and funding for counties
that choose to have a program. Wisconsin provides block grant funding for counties
to provide cash and medical General Assistance programs. Virginia also provides
funding to localities that choose to offer a General Assistance program, but
the localities must operate the program within state guidelines. In both states,
the counties and localities that offer General Assistance also administer the
program and provide funding in addition to the state funding. In Wisconsin,
almost half of all counties offer cash General Assistance; in Virginia, over
three-fourths of all localities offer General Assistance.
States without State GA Programs
In 16 states, there are neither state GA programs nor requirements
on counties to provide General Assistance. In 6 of these states and 1 of the
states with a state General Assistance program, we identified at least one county
or municipality that provides some form of county-based General Assistance.7
GA programs in these seven counties are solely county funded and are generally
not subject to state constraints. In the remaining 10 states, we did not identify
General Assistance programs in any of the states' counties.8 As indicated
in figure 1, most of these states are located in the South.
General Assistance Eligibility Criteria
and Program Requirements
States and counties set General Assistance eligibility criteria to target the
specific populations considered most in need or deserving of assistance. Generally,
these populations are low-income persons or families who are categorically ineligible
for or are awaiting determination for federally funded cash assistance. Program
requirements are created for other purposes, such as transitioning recipients
to work through work requirements and reducing fraud through fingerprinting
requirements. Although some GA programs have flexible eligibility and program
requirements, most programs have a fixed set of rules. This section summarizes
the various eligibility criteria and program requirements and describes how
they vary across state GA programs and county programs. In states where program
rules vary by county or locality, information was obtained from a focal county
as described in the introduction.
Eligibility and program requirements are classified here into six categories:
(1) categorical eligibility requirements, which limit benefits to certain types
of persons or families; (2) financial eligibility requirements, which define
financial need; (3) residency requirements; (4) citizenship
requirements; (5) drug screening and treatment requirements; and (6) work requirements.
In addition, many states have various other requirements such as requiring recipients
to have a social security number, to be fingerprinted, or to apply for all federally
funded assistance for which they are eligible.
Categorical Eligibility Requirements
Categorical eligibility requirements restrict eligibility to specific categories
of individuals or families. While some programs provide assistance to all persons
and families who do not meet the categorical eligibility requirements for federal
cash assistance or who are awaiting eligibility for a federal assistance program,
such as SSI, most states are more restrictive in the populations they serve.
Of the 35 state General Assistance programs, 25 have categorical eligibility
requirements. The remaining 10 states provide assistance to all categories of
financially needy persons who do not qualify for, or are not receiving, federally
funded cash assistance programs.9 Of the seven county
programs, six have categorical eligibility requirements and one county provides
assistance to all financially needy persons and families.
Categorical eligibility requirements are generally based on the family status
and/or employability of the recipient. Table 3 provides
detailed state-by-state descriptions of categorical eligibility requirements
divided into three broad categories of eligibility: (1) disabled, elderly, and
other unemployable adults; (2) children and families with children; and (3)
employable adults without children. General descriptions of the various categories
are presented below.
Disabled, Elderly, and Other Unemployable Persons
Persons with disabilities, elderly persons, and other unemployable persons
are the most likely to be eligible for General Assistance. Thirty-four of the
35 state GA programs provide assistance to at least a portion of the disabled,
elderly, or otherwise unemployable population ineligible for federal assistance,
including 24 states with categorical eligibility requirements and the 10 states
without categorical eligibility requirements. Additionally, each of the seven
county GA programs provides assistance to at least a portion of this population.
However, most states and counties differ with respect to the specific categories
of disabled, elderly, and other unemployable persons served. For example, Massachusetts
provides assistance to persons who are disabled at least 60 days, while Ohio
provides assistance to persons who are disabled at least nine months. In addition,
states may have contrasting definitions of "unemployable" persons. For instance,
although both Connecticut and Vermont provide assistance to persons over age
55, Connecticut considers all such persons elderly and unemployable while Vermont
considers some of them employable and subjects them to work requirements. Specific
categories of disabled, elderly, and other unemployable persons generally include:
- Persons with a permanent disability. This category includes persons
who meet the Social Security Administration's definition of disabled (i.e.,
persons with a medically verified disability--physical or mental--that is
expected to last for at least 12 months or to result in death and that is
severe enough to prevent the individual from engaging in "substantial gainful
activity"). It includes persons who may be eligible for SSI and are awaiting
SSI eligibility determination.10 Because it sometimes
takes 12 or more months to determine eligibility, states provide GA to SSI
applicants during the interim and typically refer to this assistance as "interim
assistance." Once these persons are accepted for SSI, they receive a lump-sum
payment retroactive to the application date. States may require that this
payment be used to repay the state for any interim assistance received. Some
states end assistance once all SSI appeals have been exhausted. In
addition to persons awaiting SSI determination, states provide assistance
to those who have a permanent disability as defined by the state but who do
not qualify for SSI. For instance, Oregon provides assistance to persons with
a permanent disability who are ineligible for SSI because of their immigrant
status.11
- Persons with a temporary disability. This category includes persons
who have a disability but are unable to collect SSI benefits because the disability
is temporary (i.e., expected to last less than 12 months). States vary, however,
as to the minimum expected duration of the disability required to be eligible
for benefits. Requirements range from 30 days to 9 months.
- Elderly persons. SSI also awards benefits to persons age 65 or
older who meet the income eligibility criteria. A number of states, however,
provide GA to elderly persons who, for whatever reason, do not meet the SSI
criteria or are awaiting SSI determination. Some of these states have a less
restrictive definition of "elderly" and award benefits to persons over 55
or 60 until they become eligible for SSI at age 65. In some other states,
persons 55 to 65 may still be eligible, but are classified as "employable"
persons and are subject to work requirements. As a result, they would be included
in the employable adult category in table 3.
- Caretakers of an incapacitated spouse or child. This category includes
persons who are unable to engage in work activity because of the time commitments
of caring for an incapacitated spouse or child.
- Persons in a drug or alcohol abuse treatment program. A few states
provide GA to persons considered "unemployable" because they are currently
enrolled in a drug or alcohol abuse treatment program, usually a state-approved
or -licensed facility. Rigid time limits and additional requirements are often
imposed on persons in this category.
Children and Families with Children
Twenty-four of the 35 state GA programs provide assistance to low-income children
or families with children, including 14 states with categorical eligibility
requirements and 10 states without categorical eligibility requirements. Only
two of the seven county programs provide assistance to low-income families with
children, including one county with categorical eligibility requirements and
one county without categorical eligibility requirements. Specific categories
of eligible children and families with children include:
- Families with children. Under the former Aid to Families with Dependent
Children (AFDC) program, two-parent families who were recently unemployed
or had limited work histories were ineligible for assistance. Some states,
therefore, chose to cover these families through their General Assistance
programs. Although states may now choose to assist all two-parent families
under TANF, some states continue to assist these families through their GA
program. Other categories of families that may also be ineligible for TANF
assistance include families with a child who is not related to the principal
caretaker; immigrant families who arrived after August 22, 1996, or who arrived
earlier but are considered unqualified; and families who reached the 60-month
federal TANF time limit.12
- Pregnant women in their first two trimesters. Under the former
AFDC program, states had the option of defining AFDC eligibility to include
women pregnant with their first child, but only after the pregnancy had reached
the final trimester. Some states, therefore, chose to provide GA during the
first two trimesters until they were eligible for AFDC. Although states may
now choose to provide assistance to pregnant women in the first two trimesters
under TANF, some states continue to provide assistance to these persons through
their GA program.
- Unattached children. This category includes children, sometimes
referred to as unrelated children, who are ineligible for TANF because they
live with an adult caretaker who is not a parent or relative. Some states
provide assistance only to the child, while other states provide assistance
to the caretaker in addition to the unrelated child, as noted above in the
families with children category.
- Emancipated minors. This category includes minors, generally between
the ages of 16 and 18, who no longer live with a caretaker and thus are not
eligible for TANF.
While the above list covers most of the categories of assistance that include
families with children, it is necessary to advise caution when attempting to
compare states on the generosity of their programs with respect to providing
assistance to children or families with children. Some of the categories of
families with children listed above are technically eligible to receive federal
TANF assistance, including all two-parent families and all pregnant
women.
Some states, therefore, no longer provide assistance to these populations through
their GA program. Instead, these states have moved these families to their state
TANF programs, which generally provide higher benefits. Other states have continued
to exclude these families from their TANF programs and either provide no assistance
for these families or provide these families with assistance through their GA
program. In addition, other categories of families with children, including
families that reach the 60-month federal time limit and immigrant families,
are eligible for assistance that counts toward the state TANF Maintenance of
Effort (MOE) requirement. While some states provide assistance to these families
through their GA program and count GA funding to these families toward the TANF
MOE requirement, other states either have created separate programs for these
families that are not included in this report or have integrated these families
into their TANF program. As a result, only a comprehensive survey of state TANF
programs, TANF MOE programs, and GA programs would allow accurate comparisons
of eligibility for these families across states.
Employable Adults without Children
Employable adults without children are the least likely population to be eligible
for GA. Only 13 of the 35 state GA programs provide assistance to employable
adults without children, including 3 states with categorical eligibility requirements
and 10 states without categorical eligibility requirements. Additionally, only
one of the seven county programs--the only county program without categorical
eligibility requirements--provides assistance to employable adults without children.
Specific categories of able-bodied adults without children include:
- All employable adults without children. This category generally
includes able-bodied adults between 18 and 65 who are deemed able to find
employment. Many of these recipients are subject to work requirements.
- Able-bodied adults with some barriers to employment. This category
consists of able-bodied persons who have some barriers to employment, such
as lack of education or inability to speak English. Recipients in this category
are also often required to participate in work or training programs.
Financial Eligibility Requirements
All states and counties consider the financial situation of GA applicants when
determining eligibility for benefits. Most set specific income and resource
eligibility limits along with exemptions from these limits, while a few determine
income or resource limits on a case-by-case basis. Table 4
provides a detailed state-by-state listing of these financial eligibility requirements.
In states where couples and families may apply for benefits, income limits
usually vary according to family size. To a lesser extent, states vary income
limits by living arrangements, eligibility category, applicant or recipient
status, and location of residence. In states that vary income limits according
to these criteria, higher income limits are usually associated with persons
who pay shelter costs, persons who are eligible due to a permanent disability,
persons who are already receiving assistance, and persons who live in areas
with a high cost of living. In contrast to income limits, resource limits are
less likely to vary by family size, eligibility category, or residence.
Across state and county programs, income and resource eligibility limits vary
considerably, but a majority limit assistance to only the "severely poor," that
is, those with incomes less than one-half of the federal poverty level ($335
per month for an individual, $569 for a family of three). In one state with
a state GA program (New Hampshire) and in two county programs (Dade County,
Florida, and Jefferson County, Kentucky), only those who have no income at all
are eligible for benefits. In contrast, Hawaii's program has the most generous
income limits, awarding financial eligibility to individuals who have a monthly
income up to $1,239 and to couples with a monthly income up to $1,674. Overall,
most states set income eligibility limits between $100 and $400 per month for
an individual and between $300 and $600 for a family of three. Several state
GA programs and most county programs set resource limits at zero or count resources
against the income limits. The majority of states, however, model their resource
limits after the SSI program, the former AFDC program, or their current TANF
programs, usually allowing $1,000 to $2,000 in resources.
States and counties usually exempt certain types of income and resources when
determining eligibility, and states often model both income and resource exemption
rules after their SSI and TANF programs. Income exemptions may include all or
certain types of unearned income, a portion of earned income, or some combination
of the two. Exempted unearned income generally includes a wide range of federally
provided financial benefits including Low-Income Home Energy Assistance Program
(LIHEAP) payments, benefits from the supplemental food program for Women, Infants,
and Children (WIC), and income from tribal land settlements. By providing earned
income exemptions, states and counties create incentives for work by allowing
recipients to gain employment without immediately losing their benefits. Resource
exemptions typically include a home, an auto, property, and smaller items.
Residency Requirements
Nearly all of the GA programs have residency requirements. All but one of the
state GA programs and all of the county GA programs require recipients to reside
in the state, county, or municipality where they apply for benefits. Only New
Hampshire does not have a residency requirement. In addition, 7 of the 35 state
GA programs and 3 of the 7 county programs require applicants to prove residency
for a specified period of time before they become eligible for full benefits.13
These durational residency requirements range from 15 days to 12 months. Most
durational residency requirements apply to all applicants and deny all benefits
until the durational residency requirements are met, although there are two
exceptions. In Connecticut, only immigrants are subject to the durational residency
requirement. In New York, recipients subject to the durational residency requirement
receive 50 percent of New York's benefit or the benefit amount from their previous
state, whichever is greater.
Citizenship Requirements
In the 1996 Urban Institute survey of General Assistance programs, most states
reported providing GA benefits to citizens and legal immigrants, while a few
states reported providing benefits regardless of citizenship or immigration
status. The passage of PRWORA dramatically changed immigrant eligibility for
financial assistance. While PRWORA focused primarily on immigrant eligibility
for federal benefits, it also permitted states to exclude certain immigrants
for the purpose of determining GA eligibility. In response, many states now
distinguish immigrants according to classifications created under PRWORA.
Fourteen of the 35 state programs, but none of the county programs, restrict
benefits to citizens and qualified immigrants only.14
In addition, eight of these states distinguish between qualified immigrants
who arrived on or before August 22, 1996 (the date PRWORA was signed into law),
and qualified immigrants who arrived after August 22, 1996. These states either
completely deny eligibility to immigrants arriving after August 22, 1996, or
allow immigrants who arrived after that date to become eligible only after five
years in the country. Twenty state GA programs and 6 county programs provide
benefits to citizens and most legal immigrants, although 2 of these states restrict
some benefits to only citizens and qualified immigrants, and one of these states
does not provide benefits to legal immigrants who arrived after August 22, 1996.
Only one of the 35 state GA programs and one of the 7 county GA programs provide
benefits to illegal immigrants in addition to legal immigrants and citizens.
Six of the states with state GA programs, but none of the county programs, also
require that eligible immigrants take steps to become citizens in order to remain
eligible for benefits.15
Drug Screening Requirements
As shown in table 5, 3 of the 35 state GA programs include
drug screening as a requirement for eligibility, while none of the county programs
include such requirements. In each of the three states, recipients testing positive
for drug use are required to participate in a treatment program as a condition
of eligibility, usually in a state-sponsored or state-licensed treatment facility.
In addition, 18 of the 35 state GA programs and 2 of the 7 county programs require
drug or alcohol abuse treatment if an applicant or recipient is found to be
dependent on drugs or alcohol. Rather than screening all applicants for drugs,
most of these programs refer persons suspected of or known to be chemically
dependent to an appropriate facility for assessment. Payments to recipients
participating in a substance abuse treatment program are often only made through
vendors for specific services provided, or through protective payees.
Work Requirements
In addition to requirements that must be met at the time of initial application,
many states impose requirements necessary to maintain benefits. Participation
in work or training programs is perhaps the most common of these. Work requirements
are found in those states that provide assistance to employable adults with
and without children, although not all of these states impose work requirements.
As shown in table 5, 15 of the 18 state programs
that extend eligibility to employable adults with or without children require
participation in work or training programs. The one county program that provides
assistance to employable adults does not require participation in a work or
training program.
The work requirements and training programs vary considerably by state, as
shown in table 6. Those required to meet work requirements
or participate in work programs generally include all able-bodied recipients,
with some exemptions for caretakers, mothers with small children, elderly persons,
students, and persons already employed. Although 10 states provide some opportunities
for job training, counseling, or education, the emphasis in most states is on
finding private sector employment or "working off" the benefit amount through
public sector employment. Recipients who fail to comply with the work requirements
are sanctioned in most states, usually losing their entire benefit for a specified
period of time. In some states, each instance of noncompliance results in sanctions
of progressively longer duration. The duration of sanctions ranges from seven
days to one year. Many GA recipients are also receiving Food Stamp benefits
and thus are subject to Food Stamp work requirements. However, only 10 of the
programs with work requirements coordinate their requirements with Food Stamp
employment and training programs.
General Assistance Program Benefits and Duration
Low-income persons and families who meet the eligibility criteria for General
Assistance programs receive a monthly financial benefit meant to help cover
basic needs such as rent, food, and clothing. The form, amount, and duration
of GA benefits vary considerably across state and county programs. In addition,
medical assistance is available through some GA programs. This section describes
how GA financial and medical benefits vary across states. Detailed state-by-state
comparisons of this information are provided in tables 7 and 8.
Form of Benefits
General Assistance financial benefits may be in the form of cash, in-kind benefits
such as vouchers or vendor payments, or a combination of these. The most common
form of GA benefits is cash, which may come either as a check payable to the
recipient or through electronic benefit transfer (EBT). EBT allows recipients
to access their benefits through ATMs or point-of-sale (POS) machines in commercial
outlets. Due in part to a federal mandate on states to switch from coupons to
EBT for the Food Stamp program, EBT is increasingly becoming the method of transferring
benefits to GA recipients.16 Vendor payments, another
form of financial assistance, are payments made by the GA agency to a person
or business such as a landlord or utility company in exchange for services provided
to the GA recipient. Similarly, vouchers are used to pay for specific items
such as food or transportation. The recipient presents a voucher to the service
provider, and the GA agency later pays the provider directly.
Twenty-four of the 35 state GA programs provide cash benefits to nearly all
recipients, 6 through the use of EBT. Fourteen of these states provide benefits
as vendor payments or vouchers rather than cash in certain circumstances. For
example, recipients may request vendor payments or vouchers as a cash management
tool. In other cases, the state requires that certain recipients receive benefits
in the form of vouchers or vendor payments, especially if the recipient is in
a substance abuse treatment program.
Six of the 35 state GA programs provide only vendor payments or vouchers for
all recipients. In many cases, the vouchers and vendor payments are limited
to certain items such as rent or utilities. Of the five remaining state GA programs,
two provide a combination of cash and in-kind assistance and three provide cash
to some recipient categories and in-kind assistance to others.
County programs are more likely than state programs to provide in-kind benefits.
Only two of the seven county programs provide cash benefits, both of which provide
vendor payments in some circumstances. The remaining five county programs provide
only vendor payments or vouchers.
Benefit Maximums
As with GA income eligibility limits, GA benefit schedules often vary by family
size, living arrangement, eligibility category, and county or region of residence.
Nearly all GA programs, whether cash or in-kind programs, limit the benefits
provided to each recipient to a maximum monthly dollar amount. Only 3 of the
35 state GA programs and 1 of the 7 county GA programs do not have maximum dollar
amounts; instead, each provides benefits in the form of voucher or vendor payments
that cover the specific costs of goods or services provided. In addition, one
state GA program does not have a monthly maximum dollar amount but does have
a yearly maximum.
Among the 27 state GA programs that provide cash benefits, the average benefit
maximum for an individual is only 37 percent of the federal poverty level ($248
per month).17 Missouri has the lowest cash benefit
maximum for individual recipients at $80, or 12 percent of the poverty level.
Except for Nebraska, whose benefit maximum for disabled individuals is $645,
or 96 percent of poverty, all states set benefit maximums for individuals below
55 percent of poverty. Among the 22 states that provide cash benefits for couples,
the average benefit maximum for a couple is 38 percent of poverty ($340), with
benefit maximums ranging from 18 percent of poverty ($159) in Ohio to 68 percent
of poverty ($596) in Oregon. Among the 12 states that provide cash benefits
for families of three, the average benefit maximum for a family of three is
39 percent of poverty ($411), with benefit maximums ranging from 18 percent
of poverty ($193) in Ohio to 54 percent of poverty ($577) in New York. Only
two of the seven county programs provide cash benefits to individuals, couples,
or families of three. In both programs, benefit maximums are less than 40 percent
of poverty.
GA benefit maximums are generally lower than benefit maximums for comparable
federal assistance programs, especially for unemployable individuals. All but
one of the state GA programs that provide cash benefits to unemployable individuals
set GA benefit maximums lower than the combined SSI and state supplement benefit
maximums in their state. On average, state GA benefit maximums for unemployable
individuals were less than 50 percent of combined SSI and state supplement benefit
maximums in each state. For families of three, GA benefit maximums were either
the same as or lower than TANF benefit maximums in each state. Of the 12 state
GA programs that provide cash benefits to families of three, 7 set benefit maximums
equal to the TANF benefit maximum in that state, with the remaining 5 state
GA programs setting benefit maximums lower than the TANF benefit maximum. On
average, state GA benefit maximums for a family of three were less than 90 percent
of TANF benefit maximums in each state.18
Importantly, not all GA recipients receive the maximum monthly benefit. Most
programs determine a recipient's monthly benefit by subtracting the amount of
the recipient's net income (income after exemptions) from the maximum benefit
level. Thus, for every dollar of nonexempt income added, recipients lose an
offsetting dollar of GA benefits. Some other programs, especially those that
provide in-kind benefits, determine monthly benefit amounts by covering the
costs of specific needs of the recipient, such as rent.
Duration of Assistance19
The duration of General Assistance benefits varies by program. Twenty-five
of the 35 state GA programs and 3 of the 7 county programs provide assistance
without time limits as long as recipients continue to meet the eligibility requirements.
Eight of the 35 state GA programs, but none of the 7 county programs, impose
time limits on only a portion of recipients, such as employable individuals
and chemically dependent recipients, but provide benefits to all other recipients
without time limits. Two of the 35 state GA programs and 4 of the 7 county GA
programs impose time limits on all recipients.
Time limits may be either periodic, limiting assistance to a certain number
of months within a given time period, or absolute, specifying the total number
of months of assistance allowed. For instance, Utah subjects employable recipients
to a periodic time limit that limits assistance to 7 months in an 18-month period.
New Jersey, however, has an absolute time limit that limits assistance to a
total of 60 months in a recipient's lifetime. Time limits may also differ by
the degree to which recipients' benefits are reduced. All but one of the GA
time limits are "termination" time limits, which terminate the entire benefit
once they are reached by the recipient. The exception is New York, whose time
limit does not terminate or reduce recipients' benefits, but instead requires
that recipients who reach the time limit receive vouchers or vendor payments
in place of a cash benefit.
States may also limit the duration of benefits in ways other than time limits.
For instance, some states that provide assistance for disabled persons awaiting
SSI determination terminate benefits once the final SSI determination is made.
Those who are not awarded SSI must qualify for GA according to some other criteria
or face losing benefits. All state and county programs also periodically review
each case or require that recipients reapply every one, three, or six months,
regardless of whether they have time limits. In some states, the duration of
assistance may be limited based on the discretion of administrators in renewing
benefits. In Indiana (Center Township of Marion County), for instance, renewals
for assistance after six months are up to the discretion of the township trustee.
In New Hampshire (city of Manchester), assistance is generally provided on a
short-term basis even though there is no set time limit. Some programs, such
as Iowa's, require persons to apply for vouchers for each separate need, and
assistance is only provided as each new need arises.
Medical Assistance
In addition to receiving financial assistance, many General Assistance recipients
receive medical assistance. While GA recipients in some states are eligible
for Medicaid or a Medicaid waiver program, most GA recipients who receive medical
assistance are covered by GA medical assistance--a state-funded medical assistance
program for persons not covered by Medicaid. In some states, these state medical
assistance programs provide assistance for persons in addition to GA recipients,
by setting less restrictive categorical or financial eligibility requirements.
Table 8 provides detailed state-by-state information on
GA medical assistance programs.
In 5 of the 35 state GA programs, all GA recipients are eligible for medical
assistance under that state's Medicaid program or Medicaid waiver program. Of
the remaining 30 states, 26 provide medical assistance to some or all GA recipients,
either through a formal state or county GA medical program or by providing benefits
to cover certain medical expenses. Only 2 of the 7 county programs, however,
provide medical assistance to GA recipients. In some states and counties, eligibility
requirements for GA medical assistance are less stringent than the eligibility
requirements for GA financial assistance. In these states, therefore, medical
assistance coverage is available to needy persons not receiving GA financial
assistance. In a few states and counties, medical coverage is limited to life-threatening
conditions. Among the 26 state and 2 county programs that provide medical assistance
other than Medicaid, benefits are usually less comprehensive than Medicaid and
vary widely in the types of services covered.
Most of the states and counties in which GA programs do not include medical
assistance components have alternative medical assistance available to some
or all GA recipients. For example, some states and counties have indigent health
care programs or charity hospital systems that are independent of their GA programs,
but for which some GA recipients are eligible. States without GA programs may
also have alternative medical care programs for some or all of their residents.
For instance, Tennessee operates a Medicaid waiver program that provides medical
assistance to a wide range of eligible recipients.
General Assistance Program Caseloads and
Expenditures
It is particularly difficult to obtain data on General Assistance
caseloads and expenditures that are comparable across states. Statewide caseload
and expenditure information was obtained from most states with uniform statewide
GA programs, but from few others. For most of the state GA programs that vary
by county, data were either available only for the specific county we surveyed
or not available at all. For the seven county programs, data was collected from
the particular county we contacted. Statewide program data are included in table
9 state GA program data limited to a particular county are included in table
10 and data on the county programs are included in table
11.
It is necessary to apply caution when comparing the caseload and
expenditure data across states. As indicated, reporting periods vary across
states. Also, some states have implemented program changes since these dates,
and the caseload and expenditure data may not reflect current program design.
Reporting methods also vary across states. Some states record their caseloads
as the number of recipients while others record them as cases, in which a single
case may include a family of three. While we have tried to separate the data
on the number of recipients from the data on the number of cases, this was not
possible in all states. In addition, some caseload and expenditure figures include
medical assistance recipients while others do not, and most interim assistance
expenditures do not reflect any federal reimbursements from SSI.
Statewide Program Data
Among state GA programs in which state caseload data was obtained,
caseloads and expenditures vary widely (table 9). Average
monthly caseloads range from 92 cases in Oregon's Temporary Assistance Program
to 190,000 cases in New York. However, when compared to the total state population,
the population in poverty, or participation in other safety net programs, the
number of persons assisted by GA is quite small. Most of the states with General
Assistance programs provide GA benefits to less than 15 percent of the number
of persons served by TANF assistance in their state. In New York, which has
the most extensive program as a percent of the total population, GA program
recipients represent less than 8 percent of those living in poverty. GA is also
small compared with other federal assistance programs. In New York, the number
of GA recipients is less than one-quarter of the number of recipients receiving
TANF and about one-third of the number of SSI recipients.
Annual spending on General Assistance ranges from about $2.8 million
in Delaware to almost $738 million in New York. Average monthly benefits range
from $80 in Missouri per individual to $520 per individual in Nebraska, although
most states have average monthly benefits between $100 and $350 per case.
County Program Data
Table 10 contains information for the focal
county in state GA programs where we were unable to obtain statewide data. Table
11 contains information on county programs. Although intrastate variability
of county-based GA programs makes interstate comparisons of these programs less
appropriate, available caseload and expenditure information may provide some
indication of how many persons are served by GA in each state.
Major Changes to General Assistance Programs
Since 1996
The last major survey of General Assistance programs conducted by the Urban
Institute in the summer of 1996 coincided with the passage of the Personal Responsibility
and Work Opportunity Reconciliation Act (PRWORA). Since then, General Assistance
programs have undergone a multitude of changes, many of which are related to
changes made to the federal welfare system as a result of PRWORA. Of the 35
state General Assistance programs, 33 have made a change since 1996 in one of
the program areas surveyed in this report. Of the seven county programs surveyed,
five have undergone changes since 1996. In addition, one county surveyed in
1996 (Harris County, Texas) made such substantial changes to its General Assistance
program since 1996 that the program no longer meets the definition of General
Assistance for this report. All of the major changes are described in state-by-state
comparisons in table 12, which categorize the changes into
three groups: (1) benefit level changes, (2) eligibility changes, and (3) miscellaneous
other changes.
Benefit Level Changes
Few states or counties increase GA financial benefits to adjust for inflation,
with the result that most benefit maximums have remained unchanged since 1996.
In other words, benefits have decreased in real terms. Of the few changes that
did occur, though, most were increases. Seven of the 35 state GA programs and
two of the seven county programs increased benefit maximums. Among the 35 state
GA programs, Hawaii enacted the largest percentage increase in benefit maximums,
increasing benefit maximums by about 27 percent. Among the seven county programs,
Jefferson County, Kentucky, enacted the largest percentage increase in benefit
maximums, increasing benefit maximums by 118 percent for individuals. In addition,
New Jersey increased the housing benefit maximum for GA recipients who are eligible
for housing assistance. Two of the seven state GA programs lowered benefit maximums,
while none of the county programs lowered benefits. The District of Columbia
lowered benefit maximums for an unattached child by about 9 percent, and Connecticut
lowered benefit maximums by about 8 percent.
PRWORA's Impact on GA Eligibility
The majority of changes in General Assistance provisions captured by this survey
were changes to eligibility criteria, many of which were related to changes
PRWORA made to federal assistance programs. Although PRWORA did not specifically
address General Assistance programs, it nonetheless made an impact on General
Assistance programs because of the new restrictions it placed on federal assistance,
especially regarding immigrants, and the flexibility it provides states to expand
TANF assistance to two-parent families and pregnant women.
The new restrictions on federal cash assistance stipulated in PRWORA are numerous,
including a limitation of federal TANF assistance to 60 months per family, restrictions
on immigrant eligibility for federal TANF assistance, and restrictions on immigrant
eligibility for SSI assistance. The impact of these new restrictions on each
state GA program differed based on a number of factors, including whether populations
no longer eligible for federal assistance as a result of PRWORA would have become
eligible for a state GA program as of August 1996 and whether a state chose
to provide benefits to those groups no longer eligible for federal assistance.
For those states that chose to provide benefits to groups no longer eligible
for federal assistance, the effect on GA also depended on whether states chose
to provide assistance to these groups through their GA program or through an
alternate state-funded program.
Of the new eligibility restrictions, the immigrant restrictions have had the
greatest impact on General Assistance program policy in the states, especially
the immigrant restrictions on SSI applicants. As previously noted, PRWORA dramatically
altered immigrant eligibility for federal SSI, which appears to have resulted
in considerable changes to GA program policies. Before PRWORA, most state GA
programs provided benefits to immigrants in accordance with the federal SSI
or AFDC rules, granting eligibility to most legal immigrants. Those programs
that provided interim assistance to persons applying for SSI, for instance,
determined the eligibility of immigrants according to the same criteria that
would be used in determining their SSI eligibility. With the passage of PRWORA
and the creation of new restrictions on immigrants, GA programs that provided
assistance to aged and disabled individuals thus faced the prospect of providing
assistance to immigrants who were now ineligible for SSI, but still eligible
for GA. Many states chose to avoid an increase in their GA caseload and costs
by imposing parallel eligibility for GA. Eighteen of the 34 states that provide
assistance to aged, disabled, or other unemployable persons increased restrictions
on immigrant eligibility.
States that chose to provide assistance to immigrants who are no longer eligible
for SSI did so in a variety of ways, such as providing General Assistance that
was already available to these populations, creating or expanding GA programs
to serve immigrants no longer eligible for SSI assistance, or providing these
immigrants the optional state supplement to SSI (despite the fact that immigrants
would not receive the federal SSI benefit). The state of Washington, for instance,
made no changes to its immigrant eligibility GA requirements, which allowed
citizens and most legal immigrants to obtain benefits. As a result, the program
now serves legal immigrants who are no longer eligible for SSI. Oregon decided
to limit eligibility for its GA program to those immigrants whose immigrant
status does not make them ineligible for SSI, but also created a separate GA
program for some disabled legal immigrants who are no longer eligible for SSI.
The new restrictions on eligibility for TANF have had a lesser impact on GA
programs. This is partly because most of the new restrictions to federal
TANF assistance do not apply to state TANF Maintenance of Effort (MOE)
funds.20 Thus, states that chose to provide assistance to those families
ineligible for federal TANF assistance (because of the new immigrant restrictions,
time limits, or other restrictions) did not need to change their GA program
policy to accommodate this new population, but instead could provide TANF assistance
to these families using state funds that count toward the MOE requirements.
However, three states (Alaska, New Mexico, and New York), which chose to continue
benefits to at least some of the families ineligible for federal TANF assistance,
provide assistance to such families through their GA programs. In both cases,
funding for these families' benefits count toward the MOE requirements in these
states.
Although there was some speculation after the passage of PRWORA that families
now ineligible for federal TANF assistance would apply for General Assistance
programs, most states do not provide GA to families, as noted in "General Assistance
Eligibility Criteria and Program Requirements." Those that do provide General
Assistance to families often provide it to only very specific categories, such
as families with unattached children. Therefore, many states that chose not
to continue assistance to families ineligible for federal TANF assistance, such
as immigrant families, did not need to make changes to their General Assistance
programs. Most immigrant families ineligible for TANF assistance would not be
eligible for General Assistance based on other categorical requirements. Still,
some states were providing assistance to a wide range of families ineligible
for federal assistance at the time PRWORA passed, and some of these states chose
to follow the federal lead and increase their eligibility restrictions based
on immigrant status. In addition, some states changed immigrant eligibility
for GA families to provide consistency across programs. Although PRWORA did
not require states to use the federal TANF immigrant eligibility requirements
when providing GA to children ineligible for TANF, such as unattached children,
some states did just that. In the District of Columbia, for example, the immigrant
restrictions for unattached children were changed to match the immigrant restrictions
for TANF families so that children are subject to the same immigrant eligibility
criteria, whether they are living with a relative and receiving TANF or living
with a nonrelative and receiving GA. Eleven of the 24 programs that provide
assistance to children or children in families increased the restrictions on
immigrants.
Since most GA programs have only one policy regarding citizenship and eligibility
requirements, most changes states made to reflect SSI immigrant eligibility
criteria or TANF immigrant eligibility criteria affected all categories of assistance.
Overall, 19 of the 35 state GA programs increased eligibility restrictions based
on immigrant status.
Although PRWORA placed new and significant restrictions on federal assistance,
PRWORA also allowed states to expand eligibility for federal cash assistance
to families with children to include some groups that were previously ineligible
for AFDC. While the eligibility expansions have received little attention, they
have made notable impacts on GA program policy in some states. These lesser-known
provisions of PRWORA allow states to shift some populations that may have received
General Assistance in the past to the new TANF program created under PRWORA.
Under AFDC, two-parent families were ineligible for assistance unless they met
specific work history and unemployment requirements. In addition, pregnant women
were eligible for assistance under AFDC, but only during the third trimester
of pregnancy. A number of states thus provided General Assistance to two-parent
families and pregnant women ineligible for AFDC. Under TANF, however, all two-parent
families and pregnant women are categorically eligible to receive federal assistance.
They are not entitled to assistance, but states may choose to use federal TANF
funds and/or state MOE funds to provide assistance to these groups.
Some states that traditionally provided General Assistance to pregnant women
or two-parent families ineligible for AFDC are continuing to provide these groups
assistance through their GA program. In doing so, these states may count the
funding for these groups toward the TANF MOE requirement. Washington State and
Ohio, for instance, continue to provide assistance to pregnant women through
their GA program, and such assistance now counts to these states' MOE requirements
for TANF. In addition, although Pennsylvania still excludes pregnant women from
its TANF program, it expanded its GA eligibility criteria to include pregnant
women. Other states that have traditionally provided assistance to these groups
have moved these populations into their state's TANF program or a TANF MOE program,
both of which generally provide a higher benefit. Nine states, in fact, changed
the GA eligibility criteria for two-parent families and/or pregnant women, transferring
responsibility for these populations to their TANF or TANF MOE program.
Other Eligibility Changes
As often noted, PRWORA allows states to set time limits and impose durational
residency requirements on federal TANF assistance. State interest in these issues
seems to have spilled over to General Assistance programs. Four of the 35 state
GA programs and 1 county program established or increased time limits, including
both California and New York. In addition, Harris County, Texas, imposed a new
time limit on assistance allowing receipt of benefits in 1 month out of a 12-month
period. As a result, its program no longer meets the qualifications of a GA
program for this report. Two states, however, removed time limits for disabled
persons. Three of the 35 state GA programs and 1 county program increased or
established durational residency requirements. Two states, Illinois and Pennsylvania,
eliminated their durational residency requirements, although this was primarily
the result of court findings that the durational residency requirements were
unconstitutional.
Throughout the 1980s and 1990s many states have tightened nonfinancial eligibility
requirements for GA, some eliminating GA programs altogether. A few eligibility
changes to General Assistance programs between 1996 and 1998 appear to have
no relationship with changes at the federal level, but continue this trend of
tightening nonfinancial eligibility requirements. Connecticut eliminated a category
of assistance of employable persons without children, although it did create
an additional category for persons with an impairment that interrupts employment.
The District of Columbia eliminated its General Public Assistance program for
persons awaiting SSI, and Fulton County, Georgia, eliminated assistance for
elderly persons. Two states, Hawaii and Connecticut, lengthened the time a person
must be disabled in order to qualify for General Assistance as temporarily disabled.
Pennsylvania now bars persons receiving health-sustaining medication from cash
assistance, although the state still provides medical assistance to this category
of persons.
Finally, most income eligibility limits and resource limits remained unchanged,
failing to adjust for inflation. However, eight of the state GA programs and
two of the county programs did increase income limits, and one state decreased
income limits. In addition, six state GA programs increased resource limits,
seven states increased the exemption for an automobile, and four states altered
their earned income disregards.
Other Miscellaneous Changes
Considerable speculation has occurred since the passage of PRWORA concerning
"second-order devolution," that is, devolution of administrative and policy
control of safety net programs from states to counties. While counties are already
more likely to have greater authority over GA programs than TANF programs, we
found no evidence that states are devolving more authority to their counties
in the area of General Assistance. One state, in fact, made changes in the opposite
direction. Connecticut, the only state to make a major change in the administration
of its GA program, is now moving from a county-administrated system to a state-administrated
system.
Eight states indicated making changes to their work program within the past
two years, including five states that eliminated their work program. In each
of these five states, however, the work program was removed because the GA program
no longer serves employable persons in families with children (such as two-parent
families) because of transferring the responsibility for these persons to their
state TANF program, as described earlier.
Six states report changes to their medical assistance programs, including the
elimination of GA medical assistance in Indiana and the creation of a medical
assistance program for immigrants in Oregon.
Finally, one state GA program added a fingerprinting requirement and three
state GA programs added a drug screening or treatment requirement.
References
Falk, Gene, Carmen Soloman-Fears,
Tom Gabe, Melinda Gish, and Shirene Hansotia. 1998. Welfare Reform: Financial
Eligibility Rules and Benefit Amounts under TANF (Temporary Assistance for Needy
Families). Washington, DC: Congressional Research Service.
Office of Research, Evaluation and
Statistics, Social Security Administration. 1998. State Assistance Programs
for SSI Recipients, January 1998. Washington, DC.
Uccello, Cori E., Heather R. McCallum,
and L. Jerome Gallagher. 1996. State General Assistance Programs,
1996. Washington, DC: The Urban Institute.
Zimmerman, Wendy N., and Karen C.
Tumlin. Forthcoming. Patchwork Policies: State Assistance for Immigrants
under Welfare Reform. Washington, DC: The Urban Institute.
About
the Authors
L. Jerome Gallagher
is a research associate with the Urban Institute's Income and Benefits Policy
Center. His research interests include welfare reform, general assistance, and
poverty. For the Assessing the New Federalism project, he conducted
case studies on income support and social services in Mississippi and Texas.
He is also the co-author of One Year after Federal Welfare Reform: A Description
of State Temporary Assistance for Needy Families (TANF) Decisions as of October
1997.
Cori E. Uccello
is an actuary and research associate in the Urban Institute's Income and Benefits
Policy Center. Her work focuses on income security during retirement and health
insurance policy.
Alicia B. Pierce
is a former research intern with the Urban Institute's Income and Benefits Policy
Center. She is currently a graduate student at the University of Michigan School
of Public Policy. Her research interests include social welfare policy, the
sociology and history of race and ethnicity in America, and the intersection
of law and policy.
Erin B. Reidy
is a former research intern with the Urban Institute's Income and Benefits Policy
Center. She is currently a doctoral student in sociology at the University of
Michigan. Her research interests include social demography, gender, and health.
Notes
1. States
with a state GA program are Alaska, Arizona, California, Colorado, Connecticut,
Delaware, District of Columbia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas,
Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada,
New Hampshire, New Jersey, New Mexico, New York, Ohio, Oregon, Pennsylvania,
Rhode Island, South Dakota, Utah, Vermont, Virginia, Washington, and Wisconsin.
2. States without a state GA program, but with
at least one county with a county GA program, are Florida, Georgia, Kentucky,
Montana, North Carolina, and North Dakota.
3. States with neither a state GA program nor
a county GA program are Alabama, Arkansas, Louisiana, Mississippi, Oklahoma,
South Carolina, Tennessee, Texas, West Virginia, and Wyoming.
4. Caution is advised, however, when comparing
the generosity of states in providing benefits to some populations served by
General Assistance programs, especially families with children, because some
states may serve these populations through other assistance programs (e.g.,
TANF and TANF Maintenance of Effort programs).
5. The 1996 General Assistance Survey follows
similar studies conducted in 1992, 1989, 1982, 1978, 1969, and 1959.
6. Nebraska, which has a uniform state GA program
for disabled individuals, also requires counties to provide General Assistance
to needy residents not covered by the state GA program.
7. Colorado has a statewide uniform General
Assistance program for disabled persons, but no other requirements for a GA
program. However, some counties provide General Assistance to needy residents
not covered by the state GA program.
8. State officials were asked if any counties
in the state provided county-based General Assistance. In addition, county officials
from the largest counties in states without state GA programs were asked if
their county provided General Assistance. If more than one county in the state
was identified as having a General Assistance program, information from the
largest county with a program was included in this report.
9. Two of these 10 states (Alaska and Nebraska)
have a GA program with categorical eligibility requirements in addition to a
GA program without categorical eligibility requirements.
10. Individuals eligible for GA with a permanent
disability may also be awaiting determination for Social Security Disability
Insurance (SSDI). Throughout the report, however, only SSI will be referenced,
because individuals with a permanent disability who meet the generally low GA
income eligibility limits are more likely to receive SSI than SSDI.
11. While some states provide assistance for
immigrants no longer eligible for SSI through a GA program, some states also
provide assistance to immigrants through SSI state supplement programs that
are not included in this report.
12. Some GA programs also provide limited
assistance to families that are currently receiving TANF, but usually only in
emergency situations.
13. The 1969 Supreme Court case Shapiro
v. Thompson found that denying benefits to new residents was unconstitutional,
and most state attempts to impose durational residency requirements since then
have been struck down. Many of the durational residency requirements for General
Assistance are currently being challenged in state and federal courts, and as
a result, some may no longer be in effect.
14. PRWORA created the new categories of "qualified"
and "unqualified" immigrants. Qualified immigrants include legal permanent residents,
refugees, ayslees, and some other categories of immigrants. Unqualified immigrants
include illegal immigrants and the categories of legal immigrants referred to
as PRUCOL (Persons Residing Under Cover of Law) immigrants. Legal immigrants
include all qualified immigrants plus other legal immigrants excluded from the
category of qualified immigrants, such as PRUCOLs, but do not include temporary
aliens, such as students or tourists, or illegal or undocumented aliens.
15. For more information on immigrant eligibility
for state and federal assistance programs, see Zimmermann and Tumlin.
16. PRWORA mandates that all states use EBT
accounts for Food Stamp benefits by the year 2002.
17. States that provide a cash benefit include
the 24 states that provide a cash benefit to all recipients and the 3 states
that provide a cash benefit to some categories of recipients. States that provide
voucher or vendor payments or a mix of voucher vendor payments and cash to all
recipients are excluded. The percent of poverty is calculated using the 1998
poverty guidelines ($8,050 per year for one person in the 48 contiguous states).
18. Combined SSI and state supplement benefit
maximums are as of January 1998 as reported in State Assistance Programs
for SSI Recipients, January 1998, Social Security Administration, Office
of Research, Evaluation, and Statistics, Washington, DC, June 1998. TANF benefit
maximums are as of January 1998 as reported in Falk et al.
19. Programs that provide assistance on a
one-time basis, or for only 1 month in a 12-month period, are considered Emergency
Assistance programs and are not included in this report.
20. However, the restrictions on providing
assistance to children who are not living with a parent or relative caretaker
do apply to state funds that count toward the Maintenance of Effort requirements.
Figures and
Tables
| Table 1: Summary of General Assistance Programs, by State, Summer 1998 |
| |
Categorical Eligibility2 |
|
| States with State GA Programs1 |
GA
Program
Availability and
Variability
Within State |
Disabled,
Elderly, and
Other Unemployable |
Children
and Families
with Children |
Employable
Adults Without Children |
Maximum
Individual Cash Benefit
as a Percentage of Poverty3 |
Time
Limits4 |
Medical
Assistance5 |
| Alaska |
Uniform
Statewide |
X |
X |
X |
33% |
|
X |
| Arizona |
Uniform
Statewide |
X |
|
|
26% |
All |
|
| California
(Los Angeles County) |
Statewide/County
Variability |
X |
X |
X |
33% |
Some |
X |
| Colorado |
Uniform
Statewide |
X |
|
|
34% |
Some |
|
| Connecticut |
Uniform
Statewide |
X |
X |
|
52% |
|
X |
| Delaware |
Uniform
Statewide |
|
X |
|
18% |
  |